Compliance Manager
We welcome passionate and dedicated professionals who share our belief in the power of education. Together, we can make a meaningful difference to children and society through education.
Job Description:
Broadrick Capital is a MAS licensed private equity fund, backed by EtonHouse International Holdings, a Singapore based education group running over 100 pre-schools and K-12 schools in Asia.
We are seeking a diligent, detail-oriented Compliance & Operations Manager with approximately 2-4 years of working experience to lead our regulatory framework and streamline our fund operations. As a VCFM-licensed firm, we require a professional who can navigate the specific requirements of the MAS regime while maintaining institutional-grade standards for our investors.
Job Responsibilities:
Regulatory Compliance
MAS Liaison: Act as the primary point of contact for the Monetary Authority of Singapore (MAS); manage annual filings, notifications of changes in particulars, and representative notifications
AML/CFT Oversight: Lead the Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) program, including conducting KYC/CDD on new LPs and portfolio company founders
Policy Maintenance: Regularly review and update the firm’s Compliance Manual, Risk Management Framework, and Personal Account Dealing policies to align with evolving MAS notices
Internal Audit: Coordinate periodic internal compliance reviews to ensure the fund remains exit-ready and audit-compliant
Fund Operations & Administration
Investor Relations Ops: Manage the onboarding process for new investors and oversee the distribution of quarterly/annual fund reports.
Liaison Management: Serve as the bridge between the fund and external service providers, including the Fund Administrator, Tax Advisors, and Auditors.
Capital Calls: Assist the investment team in managing capital call notices and tracking distributions.
Job Requirement:
Bachelor’s degree in Finance, Accounting, Business, Law, Economics, or a related field
2–4 years of relevant working experience in compliance, risk, or fund operations, preferably within a private equity fund, asset management firm, financial institution, or accounting firm
Familiarity with MAS regulations, including AML/CFT requirements and regulatory reporting
Experience in KYC/CDD processes, regulatory filings, and compliance policy management
Understanding of fund operations, investor onboarding, and capital call processes is an advantage
Fluency in English, with strong written and verbal communication skills
Strong attention to detail and ability to maintain accurate documentation and records
Strong organisational and stakeholder management skills when working with regulators, investors, and external service providers
- Department
- Broadrick Capital
- Locations
- Stevens Road
About EtonHouse Singapore
EtonHouse emphasises child-led learning, fostering happiness, engagement, open-mindedness, critical thinking, and a lifelong love for learning. Our inquiry-based pedagogy, established 30 years ago, has made us a leader in education, offering a comprehensive K-12 pathway from Infant Care to High School in Singapore and 9 other countries. The group also manage E-Bridge, part of Singapore's Anchor Operator Scheme for affordable Pre-Schools, and Middleton International School, an affordable through-train international school.